Form 8.3 – Dialog Semiconductor plc

Regulatory News

June 14, 2021 11:02 AM
June 14, 2021 11:02 AM

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE / TRANSACTION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the OPA Code (the “Code”)

1. KEY INFORMATION

(a) Full name of the discloser:

Barclays SA.

(b) Owner or controller of interest and court

disclosed positions, if different from 1 (a):
(vs) Name of the offeror / recipient with whom

API SEMICONDUCTOR DIALOGUE

securities concerned this form concerns:
(re) If an exempt fund manager linked to a

offeror / offeror, indicate it and specify the identity of
offering / offering:
(e) Date of the position held / of the transaction undertaken:

June 11, 2021

(F) In addition to the company in 1 (c) above, does the discloser make

NO

disclosures to any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to be subscribed to be disclosed in more than one category of relevant securities of the offeror or the offender named in point 1 (c), copy table 2 (a) or (b) (depending on the case) for each additional category of security relevant securities.

(a) Interests and short positions in the relevant securities of the offeror or the offender to which the disclosure relates as a result of the transaction (if applicable)

Relevant safety class: 10p ordinary
Interests Short positions

Number

(%)

Number

(%)

(1)

Relevant securities held

and / or controlled:

2 119 078

2.76%

527,237

0.69%

(2)

Derivatives settled in cash:

526,240

0.69%

1,997,435

2.60%

(3)

Equity-settled derivatives (including options)

and purchase / sale agreements:

0

0.00%

0

0.00%

TOTAL:

2,645,318

3.45%

2,524,672

3.29%

All interest and short positions must be disclosed.

Details of all open derivative positions settled in equities (including traded options) or relevant securities buy or sell agreements should be provided on a Supplemental Form 8 (Open Positions).

(b) Subscription rights for new securities (including options for directors and other employees)

Class of securities concerned in relation to which there is a subscription right:

Details, including the nature of the rights concerned and the relevant percentages:

3. TRANSACTIONS (IF APPLICABLE) BY THE PERSON MAKING THE DISCLOSURE

When there have been transactions on more than one category of relevant securities of the offeror or offender named in point 1 (c), copy table 3 (a), (b), (c) or (d ) (as the case may be) for each class of securities concerned processed.

The currency of all prices and other monetary amounts must be indicated.

(a) Purchases and sales

Relevant class

Buy Sell

Number of

Price per unit

security

securities

10p ordinary

Buy

725

€ 65.4453

10p ordinary

Buy

826

65,4000 euros

10p ordinary

Buy

2,068

65.4300 €

10p ordinary

Buy

2 967

€ 65.4306

10p ordinary

Buy

3 298

€ 65.4462

10p ordinary

Buy

17,746

€ 65.4090

10p ordinary

Buy

47 146

65.4400 €

10p ordinary

Sale

280

€ 65.4264

10p ordinary

Sale

338

65.4284 euros

10p ordinary

Sale

995

65.4200 €

10p ordinary

Sale

60,468

€ 65.4328

(b) Cash-settled derivative transactions

A kind of

Product

Nature of the transaction

Number of

Price per

relevant

the description

reference

unit

security

securities

10p ordinary

CFD

Long

3

65.4200 €

10p ordinary

TO EXCHANGE

Long

618

65.4268 euros

10p ordinary

CFD

Short

18

€ 65.4311

10p ordinary

CFD

Short

2 949

€ 65.4306

10p ordinary

CFD

Short

3 298

€ 65.4462

(c) Equity-settled derivative transactions (including options)

(i) Write, sell, buy or modify

Relevant safety class

Product Description for example purchase option

Write, buy, sell, vary, etc.

Number of securities to which the option relates

Unit exercise price

Type

for example American, European, etc.

Expiration date

Option money paid / received per unit

(ii) Exercise

Relevant safety class

Product Description

for example purchase option

Exercise / exercised against

Number of titles

Unit exercise price

(d) Other operations (including the subscription of new securities)

Relevant safety class

Nature of the transaction

e.g. subscription, conversion

Details

Unit price (if applicable)

4. OTHER INFORMATION

(a) Indemnification and other trade agreements

Details of any indemnity or option agreement, or any agreement or arrangement, formal or informal, relating to the relevant securities which may be an inducement to trade or refrain from trading entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, indicate “none”

Nothing

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person regarding:

(i) the voting rights of any relevant security under an option; or

(ii) voting rights or the future acquisition or disposal of any relevant security to which a derivative is referenced:

If there are no such agreements, arrangements or understandings, indicate “none”

Nothing

(c) Attachments

Is an additional form 8 (open positions) attached? NO
Disclosure Date:

June 14, 2021

Contact Name:

Regulatory operations of large farms

Phone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a regulatory information service.

The Panel’s Market Surveillance Unit is available for consultation regarding the Code’s disclosure requirements on +44 (0) 20 7638 0129.

* If the discloser is a natural person, it is not necessary to provide a telephone number, provided the contact details have been provided to the Panel’s Market Monitoring Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2021


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